Xceptor | Governed AI for Capital Markets Operations

How Xceptor solves it

AI built for capital markets, with accuracy, auditability, and control

Xceptor applies AI to the parts of your operations that are hardest to automate: unstructured documents, natural-language rules, and the data patterns behind reconciliation matching.

Extract data from any document

Read confirmations, tax forms, and other unstructured documents, including handwriting and tables, without building templates. Up to high-90s accuracy on OTC FX and commodity confirmations extraction, delivered in seconds.

AI combined with deterministic automation

AI runs alongside the rules-based automation your teams already rely on, delivering the speed of AIwithout inheriting uncertainty where precision matters most.

Cross-check against independent sources

Extracted confirmation data can be checked against sources such as term sheets, pricing supplements, risk systems and trade-booking systems, not just against its own confidence score.

Enrich data with natural language rules

Replace hard-coded enrichment logic with plain language instructions your business users can write and update themselves.

Generate reconciliation rules

AI reviews your data patterns and proposes matching rules, cutting the effort of bringing on a new reconciliation.

Deterministic rules check every AI output.

Extracted values and AI reasoning are validated against your existing business rules, matching logic, and thresholds before moving downstream.

Human-in-the-loop, calibrated to risk

Maker-checker controls support every correction or override before approval by an authorised person.

Confidence scoring, not blind trust

Every extraction carries a field-level confidence score, traced back to its exact location in the source document, with reasoning provided for every outcome.

Multi-tenant isolation by design

Client databases are separated by tenant, so your data can never cross into another client's.

Data is never used to train the model

Your data serves your outcomes and is never used to train the underlying models.

Independently certified

Xceptor is ISO 27001 and SOC 2 certified, with encryption at rest and in transit and continuous monitoring.

Complete audit trail

Every action gets a unique ID and a full record.

What does "AI governance" mean in Xceptor's platform?

It means every AI output — an extracted field, a suggested match, a proposed enrichment — is checked against your deterministic business rules before it moves downstream.

Does this replace our operations team?

No. Maker-checker controls route every correction, override, or low-confidence result to an authorised person.

What happens when the AI isn't confident in a result?

Every extraction carries a field-level confidence score traced back to its exact location in the source document, with reasoning for the outcome. Low-confidence results are routed for review rather than passed downstream automatically.

Can we prove to our regulator that an AI decision was checked?

Yes. Every action gets a unique ID and a full audit record so you can evidence exactly what happened and why.

Where does our data go, and is it used to train Xceptor's models?

Your data is never used to train the underlying models. Client databases are separated by tenant, so your data can never cross into another client's environment.

Is this compliant with our existing security requirements?

Xceptor is ISO 27001 and SOC 2 certified, with encryption at rest and in transit and continuous monitoring.